A compliance officer who ‘fundamentally misunderstood his obligations’ was fined £7,500 and ordered to pay costs of £2,250 by the Solicitors Disciplinary Tribunal and banned from being a COLP or COFA, after being in post for just one year. Steven David Hulme was employed as assistant solicitor with Lancashire practice Orbis Solicitors, which was closed [...]
OUR CONTACT DETAILS

79 Tonbridge Road,
Hildenborough, TN11 9BH


Site Quick Links

Financial Eye has developed a service that will assist COFAs deal with the burden of regulatory requirements. COFA plus incorporates all of the recording and reporting elements of the SRA Accounts Rules 2011, and a lot more.