Archive for January, 2017

Home2017 January
A compliance officer who ‘fundamentally misunderstood his obligations’ was fined £7,500 and ordered to pay costs of £2,250 by the Solicitors Disciplinary Tribunal and banned from being a COLP or COFA, after being in post for just one year. Steven David Hulme was employed as assistant solicitor with Lancashire practice Orbis Solicitors, which was closed [...]
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